Resources | Independent Broker Dealer Associations
Broker Dealer Change provides a comprehensive online Resource Guide of leading Broker Dealers & Independent Broker Dealers for Financial Advisors.
It includes industry related: Associations, Online Publications, Regulatory & Exchange Resources, and Investing / Financial Resources. Our online resource guide includes worldwide, recognized publications reporting current news and events:
The purpose of the National Association of Independent Broker Dealers is to positively impact rules regulations, and legislation by facilitating a consistent, productive relationship between industry professionals and regulatory organizations and by providing education and member benefits for Broker Dealers. Read more »
Founded in 1991, the Independent Broker-Dealer Association (IBDA) was incorporated as the Long Island Broker-Dealer Association as a Not-For-Profit Professional Association and presently has 250 members in 17 states. The Independent Broker-Dealer Association is dedicated to servicing the needs of independent and regional broker dealers. Although such firms constitute the overwhelming majority of FINRA members, for too long they have been denied the same level of consideration accorded by the regulatory community to larger, more national firms. Consequently, regulatory initiatives often proceed without the meaningful input of independent/regional broker-dealers, and, as a consequence, our businesses and the needs of our clients suffer. Read more »