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USB Team Goes Indie

USB Team Goes Indie

$8.2 Million ~ UBS Team Goes IndieADVISOR HUB | June 15, 2021 | Jake Martin $8.2 Million UBS Team Goes Indie with LPL Affiliate, Gladstone Wealth... He writes: (Updated with comments from John E....

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Merrill Managers on the Move

Merrill Managers on the Move

Merrill Lynch Managers are on the MoveADVISOR HUB | June 7, 2021 | Mason Braswell Merrill Lynch Managers on the Move: Four Marketing Executives Leave in one week... He writes: At least five of...

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Cetera Financial to Purchase Voya

Cetera Financial to Purchase Voya

Cetera Financial Group to Purchase Voya Financial, Brokerage Unit ADVISOR HUB | February 8, 2021 | Jake Martin Continuing a trend of consolidation among independent broker-dealers, Cetera Financial...

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Broker Dealers Prepare for Cyberthreats

Broker Dealers Prepare for Cyberthreats

Broker Dealers Prepare for CyberthreatsINVESTMENT NEWS | January 18, 2021 | Bruce Kelly 2020 was the year that Independent Broker Dealers needed to rely on technology more than ever, with...

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Smaller Broker Dealers Face a Dilemma

Smaller Broker Dealers Face a Dilemma

Broker Dealers Must Consider Whether They are Advisors or Sales Reps?INVESTMENT NEWS | June 14, 2021 | Editorial What business is your company in? Continued: That question and the responses it gets...

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